About this role

Join a global research team as a Supervisory Analyst, responsible for reviewing research reports and marketing materials to ensure compliance with policies and regulations. This role involves troubleshooting queries, testing new technology, and participating in research review meetings within a supportive, collegial environment.

What we are looking for

6

Review research reports and marketing materials for compliance
Ensure adherence to internal policy and regulatory requirements
Provide high-quality service and troubleshoot queries
Test new technology and work on research-related projects
Participate in recommendation and new research review meetings
Requires Series 16 registration and Supervisory Analyst experience

Work authorization

No visa sponsorship is available.
Must be authorized to work without sponsorship.