Consultant, Investment Controls

CIBC is seeking a Consultant, Investment Controls to provide oversight of investment mandates, ensuring compliance with legislative and investment policy guidelines, with a focus on derivative instruments. This role involves establishing policies, performing monitoring and reporting, and maintaining expertise in securities legislation and investment markets.

• Establish policies and processes for pre and post-trade compliance monitoring, primarily for derivatives
• Perform effective monitoring and reporting of portfolio manager investment processes
• Maintain knowledge of Canadian and foreign securities legislation and investment market developments
• Manage and participate in ad-hoc projects as a subject matter expert
• Provide responses to queries from various stakeholders and create robust reporting capabilities
• Drive operational change to deliver cost-effective enhanced controls