Associate Director - Financial Institutions Advisory

BRG is launching a new capital markets group within its Financial Institutions Advisory practice and is seeking an Associate Director to lead complex regulatory and compliance engagements. This role offers a unique opportunity to help build a new practice within a global consulting firm, advising financial institutions on pressing business, regulatory, and compliance issues. You will leverage your expertise, particularly if you have prior experience with FINRA or the SEC, to drive tangible benefits for clients facing immediate risks.

• Lead financial institution advisory projects focused on regulatory compliance and risk management
• Advise clients on licensing, operating models, policies, procedures, and controls
• Prepare clients for regulatory examinations and enforcement matters
• Build client relationships and contribute to business development and thought leadership
• Minimum 10 years of experience in regulatory compliance, supervision, or risk management
• Prior experience with FINRA or SEC enforcement/examinations divisions preferred

• No visa sponsorship is available.

• Must be authorized to work without sponsorship.