Manager, Risk Consulting - Capital Markets and Asset Management

As a Manager in our Financial Services Risk Consulting practice, you will guide clients in broker-dealer and registered investment adviser regulations, helping them develop and maintain compliance. You will lead assessments, identify control deficiencies, and advise on strengthening compliance programs. This role offers significant client exposure, leadership development, and the opportunity to shape our growing practice.

• Manage regulatory compliance assessments for broker-dealers and RIAs
• Evaluate and enhance client compliance programs and internal controls
• Conduct independent testing and audits of compliance programs
• Develop and execute corrective action plans for enforcement actions
• Build and maintain client relationships within financial services
• Lead engagements from planning through final wrap-up

• No visa sponsorship is available.